SEBI – Page 12 – Vinod Kothari Consultants

LODR norms of equity extended to debt listed entities; Disclosure of DT Agreement

August 17, 2024/0 Comments/in Corporate Laws, NCS /by Team Corplaw

– Palak Jaiswani, Manager | Corplaw@vinodkothari.com

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30 hours Online Course on Securities Laws for Newly Listed and To-be Listed Companies

August 17, 2024/0 Comments/in Corporate Laws, IPO, IPOs and listing, LODR, PIT, SEBI /by Staff

Register your interest here – https://forms.gle/HGJxAb7e8ds2dMrF9

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LODR Resource Centre

Prohibition of Insider Trading – Resource Centre

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Making Corporate Governance IPO-ready

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Resource Centre on Buyback

August 12, 2024/0 Comments/in Corporate Laws, SEBI /by Team Corplaw

Date of Publication	Title	Author/ Speaker	Link
August 09th, 2024	FAQs on Share Buybacks	Team Corplaw	https://vinodkothari.com/2024/08/faqs-on-share-buybacks/
July 29th,2024	Discussion on Proposed tax regime on buyback	Vinod Kothari and Payal Agarwal	https://www.youtube.com/watch?v=RLC34F_qZkw
July 23rd,2024	Bye bye to Share Buybacks	Team Corplaw	https://vinodkothari.com/2024/07/bye-bye-to-share-buybacks/
February 10th, 2023	SEBI notifies amendments to all modes of Buy-back	Sanya Agrawal	https://vinodkothari.com/2023/02/sebi-notifies-amendments-to-all-modes-of-buy-back/
November 19th 2022(updated February 8th, 2023)	SEBI’s revised framework brings relaxation under buy-back norms	Payal Agarwal	https://vinodkothari.com/2022/11/ease-of-corporate-slimming-sebi-proposes-substantial-relaxation-of-buy-back-norms/
September 2022	Insight on the concept of Buyback of Securities (podcast)	Team Corplaw	https://open.spotify.com/episode/1Zs92WR7GNGWsIR89bTTBK
September 08th , 2021	Presentation on Buyback of securities	Harsh Juneja	https://vinodkothari.com/2021/09/buy-back-of-securities/
March 28th, 2020	Buy-back of shares during Covid-19 Pandemic	Vinita Nair	https://www.moneylife.in/article/share-buyback-during-covid19-pandemic/59865.html
September 22th, 2019	SEBI’s Buyback Rules For Leverage Limits	Team Corplaw	https://vinodkothari.com/2019/09/sebis-buyback-rules-for-leverage-limits/
September 11th, 2018	SEBI amends Buyback Regulations:-Aligning and re-framing the requirements with other laws	Nikita Snehil	https://vinodkothari.com/2018/09/sebi-amends-buyback-regulations-aligning-and-re-framing-the-requirements-with-other-laws/
April 02nd,2018	Proposed changes under SEBI(Buy-Back Of Securities) Regulations, 2018	Nikita Snehil	https://vinodkothari.com/2018/04/proposed-changes-under-sebi-buy-back-of-securities-regulations-2018/
March 27th, 2012	Guide to buy-back shares of unlisted companies	Team Corplaw	https://vinodkothari.com/2012/03/guide-to-buy-back-shares-of-unlisted-companies/

FAQs on Share Buybacks

August 9, 2024/0 Comments/in Companies Act 2013, Corporate Laws, SEBI /by Team Corplaw

-Team Corplaw | corplaw@vinodkothari.com

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Our other resources on the topic :

Research Analysts v/s Investment Advisors – Is the Line Blurring ?

August 9, 2024/0 Comments/in Capital Markets, Financial Services, SEBI /by Team Finserv

Last updated on 1st October, 2024

– Payal Agarwal, Associate and Dayita Kanodia, Executive | finserv@vinodkothari.com

An investment in knowledge pays the best interest

– Benjamin Franklin

Investment advisors and research analysts, including the unregistered ones have been on SEBI’s radar for quite some time. As per latest data available on SEBI’s website (30th September, 2024), there are 953 Investment Advisors¹ and 1358 Research Analysts² registered with SEBI. Following the consultation paper on review of regulatory framework for investment advisors and research analysts SEBI, in its Board meeting on 30th September, 2024, has approved many of these proposals. While some proposals are aimed at an ease of registration for an entity/ person as an RA/ IA, the CP also contained substantial proposals w.r.t. the activities and functioning of IAs and RAs.

In this article, we discuss the broad concept of IAs and RAs and a few major proposals under the CP, with our analysis on the potential implications. The fine text of the Amendment Regulations is awaited, for getting the necessary clarity on the position of IAs and RAs, pursuant to the revised regulatory framework.