Entries by Staff

Rendering Effective Legal Opinions

– Vinod Kothari, Managing Partner ( corplaw@vinodkothari.com ) In profession as in life, one has the choice of either being a face in the crowd, or be identifiable with distinction. The latter clearly requires the ability to do different things, or common things differently. For company secretaries in practice, while handling compliances and attestations functions […]

List of compliances for listing of securitisation notes

– Aanchal Kaur Nagpal, Assistant Manager | Sharon Pinto, Manager | finserv@vinodkothari.com Our write-ups on related topics: FAQs on Securitisation of Standard Assets – https://vinodkothari.com/2021/10/faqs-on-securitisation-of-standard-assets/ After 15 years: New Securitisation regulatory framework takes effect – https://vinodkothari.com/2021/09/rbi-master-directions-on-securitisation-of-standard-assets-and-transfer-of-loan-exposures/

Preferential issuance norms to undergo changes by SEBI

 – PMAC issues consultation paper focusing changes in pricing, lock-in, etc. Payal Agarwal, Senior Executive (payal@vinodkothari.com) Amidst the significant presence of preferential issuances and some recent legal incertitude, SEBI has released a Consultation Paper for review of provisions related to preferential issue under Chapter V of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 […]

Debugging the Digital Lending Domain

RBI Working Group Report brings major recommendations to the digital lending regulatory framework Team Finserv | finserv@vinodkothari.com Introduction Digital lending does not have a major share yet in the overall financial sector, the graph of the digital lending growth will only move upwards.[1] Time and again RBI has been cautioning the public with respect to […]

Cartload of disclosures for approving and reporting RPTs under LODR

SEBI accepts WG proposal for detailed review Ajay Kumar K V | Manager (corplaw@vinodkothari.com) Introduction Related Party Transactions (‘RPTs’) involve conflict of interest and may consist of a potential means to transfer funds under the smoke screen of an unrelated party, however, for the benefit of certain related persons. Taking this fact into cognizance, SEBI […]

FAQs on IPO Financing

Ajay Kumar KV, Manager ( finserv@vinodkothari.com) IPO Financing, as the name suggests, is providing finance for the purpose of subscribing to initial public offers done by companies. In case of IPO Financing, the exposure is based on the borrower, and the securities/ shares, if allotted, are taken as collateral for securing the obligations under the […]