| Regulation | Brief Description | Our Resources |
| Reg. 11 | Scheme of Arrangement | A. Articles:
1. Schemes of Arrangement under the Scanner
B. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023 |
| Reg. 15 | Applicability | A. Articles
1. Small by SAT: Smaller listed companies relieved from CG compliance burden |
| Reg. 16 | Definitions: “Senior Management” | A. Articles:
1. Identifying Senior Managers: Listing rules may force companies to relook at the tag
2.Senior Management Official as Significant Beneficial Owner
3. FAQs on compensation of Key Managerial Personnel and Senior Management under the Scale Based Regulatory Framework
4. CEOs as deemed Managers: Ascertaining their true role and liability
5. Original Power of NRC to appoint SMPs
6. A sigh of relief for the HVDLEs, not shy from compliance
B. Snippets:
1. LODR amended – Senior Management redefined | Material Subsidiaries details to be disclosed in CG report | CG norms ‘NA’ to REITs & InvITs |
C. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023
2. FAQs on LODR amendment on ‘High Value’ debt listed entities
D.Videos:
1. Lecture 16 | Recent Changes in SEBI Listing Regulations | Power of 30
2. Workshop on recent amendments under Listing Regulations |
| Reg. 17 | Board of Directors | A. Articles:
1. SEBI notifies stricter norms for appointment of rejected candidates
2. SEBI strengthens CG norms
3. Shareholder scrutiny for payout under Listing Regulations to directors
4. Actionables for LODR (Amendment) Regulations, 2018
5. New year brings stricter norms for appointment of IDs
6. A sigh of relief for the HVDLEs, not shy from compliance
B. Presentations:
1. Compliance from Board room perspective under SEBI LODR
C. FAQs
1. FAQs on LODR Second Amendment Regulations, 2023
2. FAQs on LODR amendment on ‘High Value’ debt listed entities
3.FAQs on recent amendments under the Listing Regulations (updated as on January 27, 2023)
D. Videos:
1. Recent Amendments Relating to Independent Directors
2. Lecture 16 | Recent Changes in SEBI Listing Regulations | Power of 30
3. Workshop on recent amendments under Listing Regulations |
| Reg. 17A | Maximum number of directorships | A. Articles:
1. SEBI strengthens CG norms
2. A sigh of relief for the HVDLEs, not shy from compliance
B. Presentations:
1. Compliance from Board room perspective under SEBI LODR
C. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023
2. FAQs on LODR amendment on ‘High Value’ debt listed entities
D.Videos:
1. Lecture 16 | Recent Changes in SEBI Listing Regulations | Power of 30
2. Workshop on recent amendments under Listing Regulations |
| Reg. 18 | Audit Committee | A. Articles:
1. Growing relevance of Audit Committee and IDs
2. Revised regulatory framework for IDs of listed entities in India
3. A sigh of relief for the HVDLEs, not shy from compliance
B. Podcasts:
1. Audit Committee
C. Videos:
1. Workshop on recent amendments under Listing Regulations
D. FAQs:
1. FAQs on LODR amendment on ‘High Value’ debt listed entities |
| Reg. 23 | Related Party Transactions | RPT Resource Centre:
Related Party Transactions- Resource Centre |
| Reg. 24 | Corporate Governance Requirements w.r.t. Subsidiary Of Listed Entity | A. Articles:
1. Managing Significant Transactions & Arrangements With Subsidiaries
2. Material Subsidiary’ Under LODR Regulations: Understanding The Metrics Of Materiality |
| Reg. 25 | Obligations with respect to independent directors. | A. Articles:
1. SEBI strengthens CG norms
2. Actionables for LODR (Amendment) Regulations, 2018
3. New year brings stricter norms for appointment of IDs
4. Re-appointment of Independent Directors: An Analysis
5. Revised Regulatory Framework for IDs of listed entities in India
6. Independent Directors: The Global Perspective
7. A sigh of relief for the HVDLEs, not shy from compliance
B. Presentations:
1. Compliance from Board room perspective under SEBI LODR
2. SEBI rationalizes ID appointment and removal process for first term Re-appointment process to be rationalized post amendment in CA, 2013
C. Snippets:
1. SEBI Consultation Paper on proposed amendments in LODR Regs
D. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023
2. FAQs on LODR amendment on ‘High Value’ debt listed entities
E. Videos:
1. Recent Amendments Relating to Independent Directors
2. Lecture 16 | Recent Changes in SEBI Listing Regulations | Power of 30
3. Workshop on recent amendments under Listing Regulations |
| Reg. 27 | Other Corporate Governance Requirements | A. Articles:
1. Cyber Security Incidents To Be Reported Quarterly To Stock Exchanges
2. Financial Transactions With Promoter Entities Become Part Of CG Disclosure
3. SEBI Amends Format Of Compliance Report On Corporate Governance |
| Reg. 30 | Disclosure of events or information to Stock Exchanges | A. Articles:
1. Stock exchange reporting of tax litigations made less taxing
2. Top companies forced to respond to rumours on big price spikes: Changes in Listing Regulations relate rumour responses to “material price movement”
3. Regulation 30: Disclosure of Regulatory and similar Actions
4. Silence no more golden: New regulatory regime forces top listed companies to respond to rumours
5. Outline for SOP in the context of Regulation 30 of the Listing Regulations
6. Getting material on “material” events and information
B. Snippets:
1. SEBI notifies rumour verification requirements, application of market cap based provisions etc.
2. SEBI prescribes thresholds for determining material events, stringent approval for sale of undertaking and more
C. Presentations:
1.LODR Reg 30 changes: Clause-by-clause guide to implementation
2.Continuing Disclosures by listed entities: Regulation 30 of SEBI LODR
3. Material Events and disclosure thereof: the provisions under Listing Obligations, 2015
4. Presentation on Verification of Market Rumour by listed entities and other related amendments
D. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023
2.FAQs on Verification of Market rumour by Listed Entities
E. Videos:
1.Thorough with Thirty: Subsisting shareholders’ agreement
2.Thorough with Thirty: Clause 5A, para A of Schedule III.A
3. Demystifying rumour verification by listed entities
4. Discussion on subsisting shareholder’s agreement
5. Responding to rumours for top listed companies |
| Reg. 30A | Disclosure requirements for certain types of agreements binding listed entities | A. Articles:
1. Extended disclosure u/r 30A w.r.t. Agreements
B. Snippets:
1. SEBI prescribes thresholds for determining material events, stringent approval for sale of undertaking and more
C. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023
D. Videos:
1. Discussion on subsisting shareholder’s agreement |
| Reg. 31A | Conditions for re-classification of any person as promoter / public | A. Articles:
1. The triumphs and tribulations of being a promoter in listed entities
2. Making one’s way out – Promoter & Promoter Group
3. Classification out of promoter category under Listing Regulations
4. SEBI notifies substantial amendments in Listing Regulations
5. SEBI proposes liberal provisions for promoter re- classification
6. Informal guidance on reclassification of shareholders u/r 31A |
| Reg. 37 | Scheme of Arrangement | A. Articles:
1. Scheme of Arrangement under the Scanner
B. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023 |
| Reg. 37A | Sale, lease or disposal of an undertaking outside the Scheme of Arrangement | A. Articles:
1. Stricter framework for sale, lease or disposal of undertaking by a listed entity
B. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023 |
| Reg 52 | Financial results | A. Snippet
1. Disclosure requirements w.r.t. debt securities | Amendments in LODR & NCS Regulations |
| Amendment Regulations | SEBI (LODR) Second Amendment Regulations, 2023 | A. Presentations:
1. SEBI LODR (Second Amendment) Regulations, 2023
B. FAQs:
1. FAQs on LODR Second Amendment Regulations, 2023
C. Snippets:
1. Snapshot of SEBI’s Informal Guidance
2. Recent amendments in SEBI (LODR) Regulations, 2015
3. SEBI notifies substantial amendments in Listing Regulations |
