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SEBI proposes freezing of CEOs’ personal shareholding for continuing default of Regs & fine

– Sharon Pinto & Ajay Ramanathan | corplaw@vinodkothari.com

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SEBI notifies amendments in LODR for NCS entities Scheme of Arrangement | Submission of financial results & line items | Transfer to IPEF for unclaimed NCS amounts by body corporate

Ajay Ramanathan, Executive |

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Read our related resources :

  1. SEBI LODR amendments: Minority say in independent directors, added regulations for debt issuersSEBI rationalizes ID appointment and removal process for first term Re-appointment process to be rationalized post amendment in CA, 2013
  2. SEBI rationalizes ID appointment and removal process for first term Re-appointment process to be rationalized post amendment in CA, 2013

Revised formats for limited review/ audit report for entities with listed NCS

corplaw@vinodkothari.com

Our resources can be accessed through below links:

  1. FAQs on recent amendments under the Listing Regulations – https://vinodkothari.com/2021/08/faqs-recent-amendments-listing-regulations/
  2. Articles on fifth amendment regulations:

Links to SEBI circulars and amendments:

  1. Revised formats for limited review/audit report for issuers of non-convertible securities (dated October 14, 2021)  – https://www.sebi.gov.in/legal/circulars/oct-2021/revised-formats-for-limited-review-audit-report-for-issuers-of-non-convertible-securities_53279.html
  2. Revised formats for filing information for issuers of non-convertible securities (dated October 05, 2021) – https://www.sebi.gov.in/legal/circulars/oct-2021/revised-formats-for-filing-financial-information-for-issuers-of-non-convertible-securities_53136.html 
  3. Revised formats for financial results and implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares (dated August 10, 2016)- https://www.sebi.gov.in/legal/circulars/aug-2016/revised-formats-for-financial-results-and-implementation-of-ind-as-by-listed-entities-which-have-listed-their-debt-securities-and-or-non-cumulative-redeemable-preference-shares_32958.html 
  4. Format for financial results for listed entitites which have listed their debt securities and/or non-cumulative redeemable preference shares (dated November 27, 2015) – https://www.sebi.gov.in/legal/circulars/nov-2015/format-for-financial-results-for-listed-entities-which-have-listed-their-debt-securities-and-or-non-cumulative-redeemable-preference-shares_31120.html
  5. SEBI(LODR)(Fifth Amendment)Regulations, 2021 (dated September 07, 2021) – https://www.sebi.gov.in/legal/regulations/sep-2021/securities-and-exchange-board-of-india-listing-obligations-and-disclosure-requirements-fifth-amendment-regulations-2021_52488.html  

Quarterly financial results for debt listed companies

Snippet-Revised-Formats-for-filing-financial-information-1-1

The SEBI Circular dated 5th October, 2021 can be read here

The SEBI Circular dated 5th July, 2019 can be read here

The SEBI Circular dated 10th August, 2016 can be read here

Our article on the same can be accessed here – https://vinodkothari.com/2021/09/debt-listed-entities-under-new-requirement-of-quarterly-financial-results/