Our resources on Scale Based Regulations (‘SBR’) notified by the Reserve Bank of India vide its circular dated October 22, 2021 and related circulars issued thereafter.
Date of publication | Title | Author | Link |
---|---|---|---|
October 20, 2023 | Consolidated NBFC regulations for all Scales and Functions | Ms. Anita Baid | https://vinodkothari.com/2023/10/consolidated-nbfc-regulations-for-all-scales-and-functions/ |
April 13, 2023 | RBI regulates Outsourcing of IT Services by financial entities. | Mr. Anirudh Grover | https://vinodkothari.com/2023/04/rbi-regulates-outsourcing-of-it-services-by-financial-entities/ |
March 24, 2023 | Holding of Promoter Shares through Investment Companies : Dividend restrictions clog upstreaming and create tax efficiency | Mr. Vinod Kothari and Ms. Payal Agarwal | https://vinodkothari.com/2023/03/holding-of-promoter-shares-through-investment-companies-dividend-restrictions-clog-upstreaming-and-create-tax-inefficiency/ |
March 09, 2023 | Base Layer NBFCs amenable to NSI or SI regulations? | Ms. Rhea Shah | https://vinodkothari.com/2023/03/base-layer-nbfcs-amenable-to-nsi-or-si-regulations/ |
January 18, 2023 | Compliance Risk Assessment | Mr. Subhojit Shome | https://vinodkothari.com/2023/01/compliance-risk-assessment/ |
January 4, 2023 | Presentation and Video on ICAAP for NBFCs | Mr. Qasim Saif | https://vinodkothari.com/2023/01/internal-capital-adequacy-assessment-process-icaap-for-nbfcs/ |
October 11, 2022 | Group NBFCs’ Assets to be aggregated as Middle Layer Classification: RBI Clarification | Ms. Aanchal Kaur Nagpal | https://vinodkothari.com/2022/10/group-nbfcs-assets-to-be-aggregated-for-nbfc-ml-classification/ |
October 1, 2022 | 16 NBFCs identified as Upper Layer entities for bank-like compliances | Ms. Anita Baid | https://vinodkothari.com/2022/10/16-nbfcs-identified-as-upper-layer-entities-for-bank-like-compliances/ |
June 17, 2022 | Exploring Core Financial Services Solution for NBFCs | Mr. Subhojit Shome and Mr. Parth Ved | https://vinodkothari.com/2022/06/exploring-core-financial-services-solution-for-nbfcs/ |
June 7, 2022 | Differential Standard Asset Provisioning for NBFC-UL | Ms. Kumari Kirti | https://vinodkothari.com/2022/06/differential-standard-asset-provisioning-for-nbfc-ul/ |
April 4, 2022 | FAQs on compensation of KMP and senior management | Financial Services Division | https://vinodkothari.com/2022/05/faqs-on-compensation-of-key-managerial-personnel-and-senior-management-under-the-scale-based-regulatory-framework/ |
April 29, 2022 | Like banks, NBFC-UL to maintain CET-1 capital | Mr. Qasim Saif | https://vinodkothari.com/2022/04/like-banks-nbfc-ul-to-maintain-cet-1-capital/ |
April 21, 2022 | RBI notifies Lending Restrictions on NBFCs | Ms. Anita Baid and Ms. Aanchal Kaur Nagpal | https://vinodkothari.com/2022/04/rbi-notifies-lending-restrictions-on-nbfcs/ |
April 21, 2022 | Additional disclosures under Scale Based Regulation for NBFCs | Mr. Parth Ved | https://vinodkothari.com/2022/04/additional-disclosures-under-scale-based-regulation-for-nbfcs/ |
April 12, 2022 | Enhanced Corporate Governance and Compliance Function for larger NBFCs | Ms. Anita Baid | https://vinodkothari.com/2022/04/enhanced-corporate-governance-and-compliance-function-for-larger-nbfcs/ |
February 16, 2022 | Understanding ICAAP for NBFCs | Mr. Qasim Saif | https://vinodkothari.com/2022/02/understanding-icaap-for-nbfcs/ |
October 25, 2021 | Video lecture: A layered approach to NBFC Regulation | Ms. Anita Baid | https://youtu.be/E35U6qBra_s |
October 23, 2021 | Summary of Scale Based Regulations | Team Finserv | https://vinodkothari.com/2021/10/37040/ |
October 22, 2021 | Presentation: A layered approach to NBFC Regulation | Mr. Vinod Kothari | https://vinodkothari.com/2021/10/sbr-for-nbfcs/ |
February 13, 2021 | Presentation on RBI’s Proposed Regulatory Framework for NBFCs | Mr. Vinod Kothari | https://vinodkothari.com/2021/02/presentation-on-scalar-regulatory-framework-for-the-nbfc-sector/ |
February 12, 2021 | Video Lecture: RBI’s Proposed Regulatory Framework for NBFCs | Mr. Vinod Kothari | https://youtu.be/f5KK-7TDa3c |
January 23, 2021 | Scalar regulatory framework for the NBFC sector | Team Finserv | https://vinodkothari.com/2021/01/scalar-regulatory-framework-for-nbfc-sector/ |