We, here at Vinod Kothari and Company, have curated all our materials and FAQs relating to fraud monitoring and reporting under Companies Act, 2013, SEBI Regulations and RBI Regulations to provide a single point access to our various resources. This page is intended to be a one stop solution to all your queries regarding the same. Hope that the readers find it useful.
Date Title Author Link July 17, 2024 Revamped Fraud Risk Management Directions: Governance structure, natural justice, early warning system as key requirements Team Finserv https://vinodkothari.com/2024/07/revamped-fraud-risk-management-directionsgovernance-structure-natural-justice-early-warningsystem-as-key-requirements/ September 12, 2023 FAQs on Reporting of Fraud Team Corplaw & Finserv https://vinodkothari.com/2019/11/faqs-on-fraud-reporting/ April 14, 2023 Classification of fraud and reporting Rhea Shah http://vinodkothari.com/2023/04/ classification-of-fraud-and-reporting/ March 31, 2022 Guidelines on Reporting and Monitoring of Frauds in Housing Finance Companies Team Finserv https://vinodkothari.com/2019/02/february-7-2019/ February 07, 2019 Actionables under the Fraud Reporting Framework for HFCs Team Finserv https://vinodkothari.com/wp-content/uploads/2019/02/ Actionables-under-the-Fraud-Reporting-Framework-for-HFC.pdf February 19, 2016 Fraud reporting by NBFCs: RBI revised the threshold limit Nidhi Parmar https://vinodkothari.com/wp-content/uploads/2017/03 /Fraud_reporting_by_NBFCs-1.pdf July 09th, 2016 Centralized Reporting of Frauds Ameet Roy https://vinodkothari.com/wp-content/uploads/2017/ 03/Centralized_reporting_of_frauds-1.pdf February 17th, 2016 Fraud Reporting – Time To Act Now! Arundhati Bose https://vinodkothari.com/wp-content/uploads/2017 /03/Fraud_Reporting_Time_To_Act_Now-1.pdf May 07th, 2015 Fraud Reporting Framework – A systematized way to detect fraud Nidhi Bothra & Shruti Agarwal https://vinodkothari.com/wp-content/uploads/ 2015/05/Article_Fraud_Reporting_Framework.pdf January 25th, 2015 New registry and revised framework to monitor frauds Abhirup Ghosh https://vinodkothari.com/wp-content/uploads/2017/03/New_registry_and_revised_framework_to_monitor_fraud-1.pdf September 20, 2014 Practical guide to Fraud Reporting Esha Chakraborty https://vinodkothari.com/wp-content/uploads/2017/03/A-Practical-Guide-to-Fraud-Reporting.pdf March 07, 2014 Financial Frauds in India – An enquiry into their causes and cures Vinod Kothari https://vinodkothari.com/wp-content/uploads/2017/03/Financial_frauds_in_India.pdf October 19, 2013 Little-noted provision of Companies Act 2013 gives NBFCs parity with banks Vinod Kothari https://vinodkothari.com/wp-content/uploads/2014/01/Little-noted_provision_of_Companies_Act_2013_gives_NBFCs_parity_with_banks_19th_October_2013.pdf
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