Our resources on Scale Based Regulations (‘SBR’) notified by the Reserve Bank of India vide its circular dated October 22, 2021 and related circulars issued thereafter.

Date of publicationTitleAuthorLink
October 20, 2023Consolidated NBFC regulations for all Scales and FunctionsMs. Anita Baidhttps://vinodkothari.com/2023/10/consolidated-nbfc-regulations-for-all-scales-and-functions/
April 13, 2023RBI regulates Outsourcing of IT Services by financial entities.Mr. Anirudh Groverhttps://vinodkothari.com/2023/04/rbi-regulates-outsourcing-of-it-services-by-financial-entities/
March 24, 2023Holding of Promoter Shares through Investment Companies : Dividend restrictions clog upstreaming and create tax efficiencyMr. Vinod Kothari and Ms. Payal Agarwalhttps://vinodkothari.com/2023/03/holding-of-promoter-shares-through-investment-companies-dividend-restrictions-clog-upstreaming-and-create-tax-inefficiency/
March 09, 2023Base Layer NBFCs amenable to NSI or SI regulations?Ms. Rhea Shahhttps://vinodkothari.com/2023/03/base-layer-nbfcs-amenable-to-nsi-or-si-regulations/
January 18, 2023Compliance Risk AssessmentMr. Subhojit Shomehttps://vinodkothari.com/2023/01/compliance-risk-assessment/
January 4, 2023Presentation and Video on ICAAP for NBFCsMr. Qasim Saifhttps://vinodkothari.com/2023/01/internal-capital-adequacy-assessment-process-icaap-for-nbfcs/
October 11, 2022Group NBFCs’ Assets to be aggregated as Middle Layer Classification: RBI ClarificationMs. Aanchal Kaur Nagpalhttps://vinodkothari.com/2022/10/group-nbfcs-assets-to-be-aggregated-for-nbfc-ml-classification/
October 1, 202216 NBFCs identified as Upper Layer entities for bank-like compliancesMs. Anita Baidhttps://vinodkothari.com/2022/10/16-nbfcs-identified-as-upper-layer-entities-for-bank-like-compliances/
June 17, 2022Exploring Core Financial Services Solution for NBFCsMr. Subhojit Shome and Mr. Parth Vedhttps://vinodkothari.com/2022/06/exploring-core-financial-services-solution-for-nbfcs/
June 7, 2022Differential Standard Asset Provisioning for NBFC-ULMs. Kumari Kirtihttps://vinodkothari.com/2022/06/differential-standard-asset-provisioning-for-nbfc-ul/
April 4, 2022FAQs on compensation of KMP and senior managementFinancial Services Divisionhttps://vinodkothari.com/2022/05/faqs-on-compensation-of-key-managerial-personnel-and-senior-management-under-the-scale-based-regulatory-framework/
April 29, 2022Like banks, NBFC-UL to maintain CET-1 capitalMr. Qasim Saifhttps://vinodkothari.com/2022/04/like-banks-nbfc-ul-to-maintain-cet-1-capital/
April 21, 2022RBI notifies Lending Restrictions on NBFCsMs. Anita Baid and Ms. Aanchal Kaur Nagpalhttps://vinodkothari.com/2022/04/rbi-notifies-lending-restrictions-on-nbfcs/
April 21, 2022Additional disclosures under Scale Based Regulation for NBFCsMr. Parth Vedhttps://vinodkothari.com/2022/04/additional-disclosures-under-scale-based-regulation-for-nbfcs/
April 12, 2022Enhanced Corporate Governance and Compliance Function for larger NBFCsMs. Anita Baidhttps://vinodkothari.com/2022/04/enhanced-corporate-governance-and-compliance-function-for-larger-nbfcs/
February 16, 2022Understanding ICAAP for NBFCsMr. Qasim Saifhttps://vinodkothari.com/2022/02/understanding-icaap-for-nbfcs/
October 25, 2021Video lecture: A layered approach to NBFC RegulationMs. Anita Baidhttps://youtu.be/E35U6qBra_s
October 23, 2021Summary of Scale Based RegulationsTeam Finservhttps://vinodkothari.com/2021/10/37040/
October 22, 2021Presentation: A layered approach to NBFC RegulationMr. Vinod Kotharihttps://vinodkothari.com/2021/10/sbr-for-nbfcs/
February 13, 2021Presentation on RBI’s Proposed Regulatory Framework for NBFCsMr. Vinod Kotharihttps://vinodkothari.com/2021/02/presentation-on-scalar-regulatory-framework-for-the-nbfc-sector/
February 12, 2021Video Lecture: RBI’s Proposed Regulatory Framework for NBFCsMr. Vinod Kotharihttps://youtu.be/f5KK-7TDa3c
January 23, 2021Scalar regulatory framework for the NBFC sectorTeam Finservhttps://vinodkothari.com/2021/01/scalar-regulatory-framework-for-nbfc-sector/