New Search

If you are not happy with the results below please do another search

37 search results for: KMP position in a company

2

Listed company disclosures of impact of the Covid Crisis: Learning from global experience

/0 Comments/in , , ,

Munmi Phukon & Ambika Mehrotra corplaw@vinodkothari.com Introduction The Securities and Exchange Board of India (SEBI) has issued an Advisory on 20th May, 2020[1] for listed entities  advising them to evaluate the impact of the COVID 19 pandemic on their business and disseminate the same to stock exchanges.

3

Prosecution of company directors for day-to-day operational issues: SC ruling provides relief

/0 Comments/in ,

By Dibisha Mishra (dibisha@vinodkothari.com; corplaw@vinodkothari.com) Introduction: While directors are the brain and neural control center of companies, but it is evident that the day to day affairs of  companies are not run by the board of directors , or even the executive directors of companies. Under circumstances can directors be prosecuted, merely because they hold […]

6

Regulatory oversight over Self Regulatory Organisations in the Fintech Sector 

/0 Comments/in ,

Analysis of the Draft Framework for Self Regulatory Organization(s) in the Fintech Sector – Archisman Bhattacharjee, finserv@vinodkothari.com Introduction On January 15, 2023, the Reserve Bank of India (RBI) published a draft Framework titled “Draft Framework for Self-Regulatory Organisation(s) in the Fintech Sector” (‘Framework’) with the objective of eliciting feedback and gauging stakeholder expectations. In this […]

7

Diktat of demat for private companies 

/3 Comments/in ,

MCA notifies mandatory dematerialisation for securities of private companies Two major amendments have been notified by MCA on 27th October, 2023 impacting all companies, and majorly the private companies. These include the Companies (Management and Administration) (Second Amendment) Rules, 2023 introducing the concept of “designated person” with respect to beneficial interest in shares of a […]

8

Regulation 30: Disclosure of Regulatory and similar Actions

/0 Comments/in ,

– Palak Jaiswani | corplaw@vinodkothari.com Apparently with a view to make disclosure more stringent and widen the scope of disclosures, SEBI introduced two new clauses pertaining to regulatory actions, as clause 19 and 20, in Schedule III.A.A, as a part of SEBI (Listing Regulations and Disclosure Requirements) (Second Amendment) Regulations, 2023,  with effect from July […]

9

SEBI’s standard approach, standardising valuation for AIFs

/0 Comments/in

Dayita Kanodia | Executive, finserv@vinodkothari.com So far, valuation of securities in terms of an Alternative Investment Fund (‘AIF’) was carried out in accordance with Regulation 23 of the Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 (‘AIF Regulations’). Regulation 23 provided AIFs with flexibility in adoption of valuation techniques or methodology for […]

10

CG norms for REITs and InvITs aligned with equity-listed entity

/0 Comments/in , ,

Kaushal Shah, Executive | kaushal@vinodkothari.com SEBI prescribed format for reporting CG compliance Background In order to promote transparency and safeguard the interests of unitholders, SEBI recognizes the importance of streamlined governance practices for Real Estate Investment Trusts (REITs) and Infrastructure Investment Trusts (InvITs). With the existence of 5 registered REITs and 21 InvITs, SEBI aims […]